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AN INTEGRAL THEORY OF CONSCIOUSNESS
Ken Wilber
Journal of Consciousness
Studies, 4 (1), February
1997, pp. 71-92
Copyright, 1997, Imprint Academic
Abstract: An extensive data search among various types of developmental and
evolutionary sequences yielded a `four quadrant' model of consciousness
and its development (the four quadrants being intentional, behavioural,
cultural, and social). Each of these dimensions was found to unfold in a
sequence of at least a dozen major stages or levels. Combining the four
quadrants with the dozen or so major levels in each quadrant yields an
integral theory of consciousness that is quite comprehensive in its
nature and scope. This model is used to indicate how a general synthesis
and integration of twelve of the most influential schools of
consciousness studies can be effected, and to highlight some of the most
significant areas of future research. The conclusion is that an
`all-quadrant, all-level' approach is the minimum degree of
sophistication that we need into order to secure anything resembling a
genuinely integral theory of consciousness.
Introduction
There has recently been something of an explosion of interest in the
development of a `science of consciousness', and yet there are at
present approximately a dozen major but conflicting schools of
consciousness theory and research. My own approach to consciousness
studies is based on the assumption that each of these schools has
something irreplaceably important to offer, and thus what is required is
a general model sophisticated enough to incorporate the essentials of
each of them. These schools include the following:
1. Cognitive science tends to view consciousness as anchored in
functional schemas of the brain/mind, either in a simple
representational fashion (such as Jackendoff's `computational mind') or
in the more complex emergent/connectionist models, which view
consciousness as an emergent of hierarchically integrated networks. The
emergent/connectionist is perhaps the dominant model of cognitive
science at this point, and is nicely summarized in Alwyn Scott's
Stairway to the Mind (1995), the `stairway' being the hierarchy of
emergents summating in consciousness.
2. Introspectionism maintains that consciousness is best
understood in terms of intentionality, anchored in first-person accounts
-- the inspection and interpretation of immediate awareness and lived
experience -- and not in third-person or objectivist accounts, no matter
how `scientific' they might appear. Without denying their significant
differences, this broad category includes everything from philosophical
intentionality to introspective psychology, existentialism and
phenomenology.
3. Neuropsychology views consciousness as anchored in neural
systems, neurotransmitters, and organic brain mechanisms. Unlike
cognitive science, which is often based on computer science and is
consequently vague about how consciousness is actually related to
organic brain structures, neuropsychology is a more biologically based
approach. Anchored in neuroscience more than computer science, it views
consciousness as intrinsically residing in organic neural systems of
sufficient complexity.
4. Individual psychotherapy uses introspective and interpretive
psychology to treat distressing symptoms and emotional problems; it thus
tends to view consciousness as primarily anchored in an individual
organism's adaptive capacities. Most major schools of psychotherapy
embody a theory of consciousness precisely because they must account for
a human being's need to create meaning and signification, the disruption
of which results in painful symptoms of mental and emotional distress.
In its more avant-garde forms, such as the Jungian, this approach
postulates collective structures of intentionality (and thus
consciousness), the fragmentation of which contributes to
psychopathology.
5. Social psychology views consciousness as embedded in networks
of cultural meaning, or, alternatively, as being largely a byproduct of
the social system itself. This includes approaches as varied as
ecological, Marxist, constructivist, and cultural hermeneutics, all of
which maintain that the nexus of consciousness is not located merely or
even principally in the individual.
6. Clinical psychiatry focuses on the relation of psychopathology,
behavioural patterns, and psychopharmacology. For the last half century,
psychiatry was largely anchored in a Freudian metapsychology, but the
field increasingly tends to view consciousness in strictly
neurophysiological and biological terms, verging on a clinical identity
theory: consciousness is the neuronal system, so that a presenting
problem in the former is actually an imbalance in the latter,
correctable with medication.
7. Developmental psychology views consciousness not as a single
entity but as a developmentally unfolding process with a substantially
different architecture at each of its stages of growth, and thus an
understanding of consciousness demands an investigation of the
architecture at each of its levels of unfolding. In its more avant-garde
forms, this approach includes higher stages of exceptional development
and wellbeing, and the study of gifted, extraordinary, and supranormal
capacities, viewed as higher developmental potentials latent in all
humans. This includes higher stages of cognitive, affective, somatic,
moral, and spiritual development.
8. Psychosomatic medicine views consciousness as strongly and
intrinsically inter-active with organic bodily processes, evidenced in
such fields as psychoneuro- immunology and biofeedback. In its more
avant-garde forms, this approach includes consciousness and miraculous
healing, the effects of prayer on remarkable recoveries, light/sound and
healing, spontaneous remission, and so on. It also includes any of the
approaches that investigate the effects of intentionality on healing,
from art therapy to visualization to psychotherapy and meditation.
9. Nonordinary states of consciousness, from dreams to
psychedelics, constitute a field of study that, its advocates believe,
is crucial to a grasp of consciousness in general. Although some of the
effects of psychedelics -- to take a controversial example -- are
undoubtedly due to `toxic side-effects', the consensus of opinion in
this area of research is that they also act as a `nonspecific amplifier
of experience', and thus they can be instrumental in disclosing and
amplifying aspects of consciousness that might otherwise go unstudied.
10. Eastern and contemplative traditions maintain that ordinary
consciousness is but a narrow and restricted version of deeper or higher
modes of awareness, and that specific injunctions (yoga, meditation) are
necessary to evoke these higher and excep- tional potentials. Moreover,
they all maintain that the essentials of consciousness itself can only
be grasped in these higher, postformal, and nondual states of
consciousness.
11. What might be called the quantum consciousness approaches view
consciousness as being intrinsically capable of interacting with, and
altering, the physical world, generally through quantum interactions,
both in the human body at the intracellular level (e.g. microtubules),
and in the material world at large (psi). This approach also includes
the many and various attempts to plug consciousness into the physical
world according to various avant-garde physical theories (bootstrapping,
hyperspace, strings).
12. Subtle energies research has postulated that there exist
subtler types of bio- energies beyond the four recognized forces of
physics (strong and weak nuclear, electromagnetic, gravitational), and
that these subtler energies play an intrinsic role in consciousness and
its activity. Known in the traditions by such terms as prana,
ki, and chi -- and said to be responsible for the
effectiveness of acupuncture, to give only one example -- these energies
are often held to be the `missing link' between intentional mind and
physical body. For the Great Chain theorists, both East and West, this
bioenergy acts as a two-way conveyor belt, transferring the impact of
matter to the mind and imposing the intentionality of the mind on
matter.
My own approach to consciousness involves a model that explicitly draws
on the strengths of each of those approaches, and attempts to
incorporate and integrate their essential features. But in order to
understand this model, a little background information is required. What
follows is a very brief summary of an approach developed at length in a
dozen books, including Transformations of Consciousness (Wilber
et al., 1986), A Brief History of Everything (1996d) and
The Eye of Spirit (1997), which the interested reader can consult
for detailed arguments and extensive references. But I believe the
following summary is more than adequate for our present purposes.
The Four
Corners of the Kosmos
Figure 1 (below) is a schematic summary of what I call `the four
quadrants' of existence: intentional, behavioural, cultural and social.
These four quadrants are a summary of a data search across various
developmental and evolutionary fields. I examined over two hundred
developmental sequences recognized by various branches of human
knowledge -- ranging from stellar physics to molecular biology, from
anthropology to linguistics, from developmental psychology to ethical
orientations, from cultural hermeneutics to contemplative endeavours --
taken from both Eastern and Western disciplines, and including
premodern, modern, and postmodern sources (Wilber 1995b, 1996d). I
noticed that these various developmental sequences all fell into one of
four major classes -- the four quadrants -- and further, that within
those four quadrants there was substantial agreement as to the various
stages or levels in each. Figure 1 is a simple summary of this data
search; it thus represents an a posteriori conclusion, not a
priori assumption.
Figure 1: The Four Quadrants
Of course people can differ about the details of such a diagram, and
Figure 1 is not intended to be cast in stone. It is presented here as a
reasonable summary that helps carry the present discussion. Likewise,
each of the quadrants might more accurately be constructed as a
branching tree, and not a simple straight line, indicating the rich
variation within each grade and clade (each level and type). Each
quadrant includes both hierarchies (or clear gradations) and
heterarchies (or pluralistic and equivalent unfoldings within a given
grade). Figure 1, again, is nothing but a simple schematic summary to
help further the discussion.
The Upper Right quadrant is perhaps the most familiar. It is the standard
hierarchy presented by modern evolutionary science: atoms to molecules
to cells to organisms, each of which `transcends but includes' its
predecessor in an irreversible fashion: cells contain molecules, but not
vice versa; molecules contain atoms, but not vice versa, and so on --
the `not vice versa' constitutes the irreversible hierarchy of time's
evolutionary arrow. (SF1, SF2, and SF3 refer to higher
structure-functions of the human brain, which I will explain in a
moment.)
Each of these individual units, in other words, is what Koestler called a
`holon', a whole that is simultaneously part of some other
whole (a whole atom is part of a whole molecule, a whole molecule is
part of a whole cell, etc.). The Upper Right quadrant is simply a
summary of the scientific research on the evolution of individual
holons.
But individual holons always exist in communities of similar holons. In
fact, the very existence of individual holons in many ways depends upon
communities of other holons that, if nothing else, provide the
background fields in which individual holons can exist. Erich Jantsch,
in his pioneering book The Self-Organizing Universe (1980),
pointed out that every `micro' event (individual holon) exists embedded
in a corresponding `macro' event (a community or collective of similarly
structured holons). These communities, collectives, or societies are
summarized in the Lower Right quadrant, and they, too, simply represent
the results of generally uncontested scientific research.
Thus, for example, Jantsch points out that when atoms were the most
complex individual holons in existence, galaxies were the most complex
collective structures; with molecules, planets; with prokaryotes, the
Gaia system; with limbic systems, groups and families; and so forth.[1]
Jantsch made the fascinating observation that while individual holons
generally get bigger (because they transcend and include their
predecessors: molecules are bigger than the atoms they contain), the
collective usually gets smaller (planets are smaller than
galaxies; families are smaller than planets, etc.) -- the reason being
that as an individual holon gets more complex (possesses more depth),
the number of holons that can reach that depth become less and less, and
thus the collective becomes smaller and smaller (e.g. there will always
be fewer molecules than atoms, and thus the collective of molecules --
planets -- will always be smaller than the collective of atoms --
galaxies). This entire trend I have summarized as: evolution produces
greater depth, less span (Wilber, 1995b).
Those are the two `Right Hand' quadrants. What both of those quadrants
have in common is that they represent holons that all possess simple
location -- they can all be seen with the senses or their
extensions; they are all empirical phenomena; they exist in the
sensorimotor worldspace. They are, in other words, objective and
inter-objective realities; they are what individual and communal holons
look like from the outside, in an exterior and objectifying fashion.
But various types of evidence suggest that every exterior has an
interior. If we likewise do a data search among the evolutionary trends
of interior apprehension, we also find a largely uncontested hierarchy
of emergent properties, which I have simply summarized in the Upper Left
quadrant: prehension to irritability to sensation to perception to
impulse to image to symbol to concept to rule (concrete operations or
`conop') to formal operations (`formop') and synthesizing reason
(`vision-logic'; these correspond with structure-functions in the brain
that I have simply labeled SF1, SF2, and SF3 in the Upper Right). The
existence of most of those emergent properties are, as I said, largely
uncontested by specialists in the field, and the holons I have listed in
the Upper Left represent a simple summary of some of the major
evolutionary capacities of interior apprehension. (There is still some
heated discussion over the nature of `emergence', but the existence and
evolutionary order of most of the various capacities themselves, from
sensation to perception to image and concept, are generally
uncontested.)
There is, however, rather endless debate about just how `far down' you
can push prehension (or any form of rudimentary consciousness).
Whitehead pushes it all the way down, to the atoms of existence (actual
occasions), while most scientists find this a bit much. My own sense is
that, since holons are `bottomless', how much `consciousness' each of
them possesses is an entirely relative affair. I don't think we need to
draw a bold line in the existential sand and say, on this side of the
line, consciousness; on that side, utter darkness. Indeed, the whole
point of the hierarchy of evolutionary emergents of apprehension is that
consciousness is almost infinitely graded, with each emergent holon
possessing a little more depth and thus a bit more apprehension. However
much `consciousness' or `awareness' or `sensitivity' or `responsiveness'
a tree might have, a cow has more; an ape has more than that, and so on.
How far down you actually push some form of prehension is up to you (and
won't substantially alter my main points). As for myself, I always found
Teilhard de Chardin's (1964) conclusion to be the most sensible:
`Refracted rearwards along the course of evolution, consciousness
displays itself qualitatively as a spectrum of shifting shades whose
lower terms are lost in the night.'
That is the Upper Left quadrant, and it represents the interior of
individual holons; but, as always, every individual holon exists in a
community (i.e. every agency is actually agency-in-communion). If we
look at the collective forms of individual consciousness, we find
various worldspaces or worldviews or communally-shared sensitivity (from
flocks of geese to human zeitgeist). These various cultural or
communal interiors are summarized in the Lower Left quadrant.
Again, how far down you push a cultural background (or collective
prehension) depends upon how far down you are willing to push individual
prehension. I believe it shades all the way down, simply because
exteriors don't make sense without interiors, and agency is always
agency-in-communion. Nonetheless, my main points concern human
consciousness, and we can all probably agree that humans possess not
only a subjective space (the Upper Left) but also certain
intersubjective spaces (the Lower Left). Those who have carefully
investigated the historical evolution of cultural worldviews
include researchers from Jean Gebser to Michel Foucault to J<129>rgen
Habermas; I have outlined this research in the book Up from Eden
(1996b) and summarized it in the Lower Left quadrant in Figure 1.
`Uroboros' means reptilian (or brain-stem based); `typhonic' means
emotional-sexual (limbic-system based); archaic, magic, mythic and
rational are fairly self-explanatory (they are four of the most
significant of the human cultural worldviews to evolve thus far); and
`centauric' means a bodymind integration and cognitive synthesizing
activity (which some researchers, including Gebser and Habermas, see
starting to emerge at this time).
Thus, the upper half of Figure 1 refers to individual holons, the lower
half, to their collective forms. The right half refers to the exterior
or objective aspects of holons, and the left half, to their interior or
subjective forms. This gives us a grid of exterior-individual (or
behavioural), interior-individual (or intentional), exterior- collective
(or social), and interior-collective (or cultural) -- a grid of
subjective, objective, intersubjective, and interobjective realities.
Exactly what these various grids mean will continue to unfold with the
discussion.
As I said, the holons in each of those four quadrants were not postulated
in any sort of a priori or `metaphysical' fashion; they were
rather suggested by an a posteriori data search across several
hundred disciplines. I noticed that the developmental or dimensional
analyses they described all fell into one of these four broad types of
sequences, which, it soon became obvious, simply referred to the
interior and the exterior of the singular and the
collective. This makes a certain amount of intuitive sense; after
all, some of the simplest distinctions we can make are between singular
and plural, inside and outside, and it seems that evolution makes those
distinctions as well, because it appears that development occurs in all
four of those dimensions, and the four quadrants are a simple and very
general summary of those evolutionary developments. The holons listed in
each of the quadrants represent a great deal of empirical and
phenomenological evidence, and, within the various disciplines
addressing them, their existence is largely undisputed by serious
scholars.
Unfortunately, as we will see, because many researchers specialize in one
quadrant only, they tend to ignore or even deny the existence of the
other quadrants. Materialist or Right-Hand theorists, for example, tend
to deny substantial existence to interior, Left-Hand, and conscious
intentionality. We will see many examples of this type of quadrant
partiality, a reductionism that we will henceforth thoroughly bracket.
When I say that the holons presented in each quadrant are largely
uncontested, I mean specifically by those who actually study that
quadrant in its own terms.
Although the existence of each of the quadrants themselves is largely
uncontested by experts in the various fields, once we put these four
quadrants together, a sur- prising set of further conclusions rather
startlingly announce themselves, and these conclusions are crucial, I
believe, to grasping the overall nature of consciousness.
The Contours
of Consciousness
Begin with the fact that each of the quadrants is described in a
different type of language. The Upper Left is described in `I' language;
the Lower Left is described in `we' language; and the two Right Hand
quadrants, since they are both objective, are described in `it'
language. These are essentially Sir Karl Popper's `three worlds'
(subjective, cultural, and objective); Plato's the Good (as the ground
of morals, the `we' of the Lower Left), the True (objective truth or
it-propositions, the Right Hand), and the Beautiful (the aesthetic
beauty in the I of each beholder, the Upper Left); Habermas' three
validity claims (subjective truthfulness of I, cultural justness of we,
and objective truth of its). Historically of great importance, these are
also the three major domains of Kant's three critiques: science or its (Critique
of Pure Reason), morals or we (Critique of Practical Reason),
and art and self-expression of the I (Critique of Judgment).
Equally important, each of the quadrants has a different `type of truth'
or validity claim -- different types of knowledge with different
types of evidence and validation procedures. Thus, propositions in the
Upper Right are said to be true if they match a specific fact or
objective state of affairs: a statement is true if the map matches the
territory -- so-called objective truth (representational truth and the
correspondence theory of truth).
In the Upper Left quadrant, on the other hand, a statement is valid not
if it represents an objective state of affairs but if it authentically
expresses a subjective reality. The validity criterion here is not just
truth but truthfulness or sincerity -- not `Does the map
match the territory?' but `Can the mapmaker be trusted?' I must trust
you to report your interior status truthfully, because there is no other
way for me to get to know your interior, and thus no other way for me to
investigate your subjective consciousness.
[2]
In the Lower Right quadrant of interobjective realities, the validity
claim is concerned with how individual holons fit together into
interlocking systems; truth in this quadrant concerns the elucidating of
the networks of mutually reciprocal systems within systems of complex
interaction. The validity claim, in other words, is grounded in
interobjective fit, or simply functional fit. In the Lower Left
quadrant, on the other hand, we are concerned not simply with how
objects fit together in physical space, but how subjects fit together in
cultural space. The validity claim here concerns the way that my
subjective consciousness fits with your subjective consciousness, and
how we together decide upon those cultural practices that allow us to
inhabit the same cultural space. The validity claim, in other words,
concerns the appropriateness or justness of our statements
and actions (ethics in the broadest sense). Not just, Is it true?, but
is it good, right, appropriate, just? And if you and I are to inhabit
the same cultural space, we must implicitly or explicitly ask and to
some degree answer those intersubjective questions. We must find ways,
not simply to access objective truth or subjective truthfulness, but to
reach mutual understanding in a shared intersubjective space. Not
that we have to agree with each other, but that we can recognize
each other, the opposite of which is, quite simply, war. I have
summarized these validity claims (and their different languages) in
Figure 2.
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INDIVIDUAL
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INTERIOR
Left Hand Paths
SUBJECTIVE
truthfulness
sincerity
integrity
trustworthiness
I
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EXTERIOR
Right Hand Paths
OBJECTIVE
truth
correspondence
representation
propositional
it
|
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COLLECTIVE
|
we
justness
cultural fit
mutual understanding
rightness
INTERSUBJECTIVE
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it
functional fit
systems theory web
structural-functionalism
social systems mesh
INTEROBJECTIVE
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Figure 2.
Validity Claims
If we now look carefully at each of these four validity claims or `types
of truth' and attempt to discern what all of them have in common -- that
is, what all authentic knowledge claims have in common -- I believe we
find the following (Wilber, 1996c; 1997):
Each valid mode of knowing consists of an injunction, an
apprehension, and a confirmation. The injunction is always of
the form, `If you want to know this, do this.' This injunction,
exemplar, or paradigm is, as Kuhn pointed out, an actual practice,
not a mere concept. If you want to know if it is raining outside, go to
the window and look. If you want to know if a cell has a nucleus, then
learn to take histological sections, learn how to stain cells, put them
under a microscope, and look. If you want to know the meaning of
Hamlet, learn to read English, get the play, read it, and see for
yourself.
In other words, the injunction or exemplar brings forth a particular
data domain -- a particular experience, apprehension, or evidence
(the second strand of all valid knowledge). This apprehension, data, or
evidence is then tested in the circle of those who have completed the
first two strands; bad data or bad evidence is rebuffed, and this
potential falsifiability is the crucial third component of all
genuine validity claims; it most certainly is not restricted to
empirical or sensory claims alone: there is sensory experience, mental
experience, and spiritual experience, and any specific claim in each of
those domains can potentially be falsified by further data in those
domains. For example, the meaning of Hamlet is not about the joys
of war: that is a bad interpretation and can be falsified by virtually
any community of adequate interpreters.
Thus, each holon seems to have at least four facets (intentional,
behavioural, cultural, and social), each of which is accessed by a
different type of truth or validity claim (objective truth, subjective
truthfulness, intersubjective justness, and inter- objective functional
fit). And all of those four validity claims follow the three strands of
valid knowledge acquisition: injunction, apprehension,
confirmation/rejection (or exemplar, evidence, falsifiability).
Most fascinating of all, perhaps, is that each quadrant has correlates in
all the others. That is, since every holon apparently has these four
facets (intentional, behavioural, cultural, and social), each of these
facets has a very specific correlation with all the others. These can
readily be seen in Figure 1. For example, wherever we find a holon with
a limbic system, we find that it has an interior capacity for impulse/
emotion, it lives in the collective of a group, herd, or family, and it
shares an emotional-sexual worldview. Apparently each quadrant causes,
and is caused by, the others, in a circular and nonreducible fashion,
which is precisely why all four types of truth (and all four validity
claims) are necessary to access the various dimensions of any holon.
Notice that accessing the Left Hand quadrants all depend upon
interpretation to some extent, whereas the Right Hand quadrants are
all, more or less, empirical events. Objective exteriors can be
seen, but all depth requires interpretation. My dog can
see these physical words written on this page, because the signifiers
exist in the sensorimotor worldspace; but you and I are trying to
understand the signified meanings, which are not merely empirical and
cannot be seen solely with the eye of flesh, but rather are partly
intentional and thus can be seen only with the mind's interior
apprehension: you must interpret the meaning of this sentence.
What does he mean by that? You can see my behaviour for yourself
(with the monological gaze); but you can access my intentionality only
by talking to me, and this dialogical exchange requires constant
interpretation guided by mutual understanding in the hermeneutic circle.
Thus, it appears that the two Right Hand validity claims (objective truth
and functional fit) are grounded in empirical observation (and
some sort of correspondence theory of truth); whereas the two Left Hand
validity claims (subjective truthfulness and intersubjective meaning)
require extensive interpretation or hermeneutics (and some sort
of coherence theory of truth). And perhaps we can begin to see why the
human knowledge quest has almost always divided into these two broad
camps, empirical vs. hermeneutic, positivistic vs. interpretive,
scientific vs. intuitive, analytic vs. transcendental, Anglo-Saxon and
Continental, Right Hand and Left Hand, the correct point being that both
are indispensable, and that we should not attempt to go one-handed into
that dark strange world known as ourselves.
The Further Reaches of Human Nature
We need one last piece of background information. Figure 1 summarizes the
four main strands of evolutionary unfolding to date. But who is to say
this extraordinary unfolding has to stop with the formal or rational
stage? Why not higher stages? Who can believably say that this amazing
current of evolution simply came to a crashing halt once it produced you
and me?
Several of the theories of consciousness that I summarized in the
Introduction are predicated on the fact that consciousness evolution
seems to show evidence of higher or postformal (or
`post-postconventional') stages of growth. There appear to be, in other
words, several higher stages in the Upper Left quadrant.
The school of transpersonal psychology, in particular, has begun to
investigate these higher stages. Substantial crosscultural evidence
already suggests that there are at least four broad stages of
postformal consciousness development -- that is, development that
goes beyond but includes the formal operational level: the psychic, the
subtle, the causal, and the nondual. (Since each quadrant has correlates
in the others, we also see different brain states associated with these
postformal states, as well as different microcommunities or `sanghas',
the details of which are outside the scope of the present paper. See
Wilber [1995b; 1997] for further discussion.)
The precise definitions of those four postformal stages need not concern
us; interested readers can consult the appropriate authorities (e.g.
Walsh and Vaughan, 1993). The point is simply that there now exists a
substantial amount of rather compelling evidence that interior
consciousness can continue the evolutionary process of transcend and
include, so that even rationality itself is transcended (but included!)
in postformal stages of awareness, stages that increasingly take on
characteristics that might best be described as spiritual or mystical.
But this is a `mysticism' thoroughly grounded in genuine experience and
verifiable by all those who have successfully followed the requisite set
of conscious experiments, injunctions, and exemplars.
In Zen, for example, we have the injunction known as shikan-taza
(or sitting meditation). The mastery of this exemplar or paradigm opens
one to various kensho or satori experiences (direct
apprehensions of the spiritual data brought forth by the injunction),
experiences which are then thoroughly tested by the community of
those who have completed the first two strands. Bad, partial, or
inaccurate apprehensions are thoroughly rebuffed and rejected by the
community of the adequate (falsi- fiability). Zen, in other words,
aggressively follows the three strands of all valid knowledge
acquisition, which is probably why it has gained such a solid and
`no-nonsense' reputation in spiritual studies.
[3]
From these types of experimental, phenomenological, Left-Hand paths of
knowledge acquisition, transpersonal researchers have concluded, as I
said, that there exist at least four higher stages of postformal
development available to men and women as structural potentials of their
own bodymind. If, with reference to the Upper Left quadrant, we add
these four higher and postformal stages to the standard stages given in
Figure 1, we arrive at the Great Chain of Being, precisely as
traditionally outlined by philosopher-sages from Plotinus to Aurobindo
to Asanga to Chih-I to Lady Tsogyal. Figure 3 is a short summary of the
Great Chain as given by perhaps its two most gifted exponents, Plotinus
and Sri Aurobindo, showing the stunning similarity of the Great Chain
wherever it appeared, East or West, North or South (a truly
`multicultural' map if ever there was one).
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Absolute One (Godhead)
Nous (Intuitive Mind) [subtle]
Soul/World-Soul [psychic]
Creative Reason [vision-logic]
Logical Faculty [formop]
Concepts and Opinions
Images
Pleasure/pain (emotions)
Perception
Sensation
Vegetative life function
Matter
PLOTINUS
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Satchitananda/Supermind (Godhead)
Intuitive Mind/Overmind
Illumined World-Mind
Higher-mind/Network-mind
Logical mind
Concrete mind [conop]
Lower mind [preop]
Vital-emotional; impulse
Perception
Sensation
Vegetative
Matter (physical)
AUROBINDO
|
Figure 3. The Great Chain of Being and
Consciousness
Again, the exact details need not detain us; interested readers can
consult other works for a finer discussion (Smith, 1976; Lovejoy, 1964;
Wilber et al., 1986). The point is simply that the interior
dimensions of the human being seem to be composed of a spectrum of
consciousness, running from sensation to perception to impulse to
image to symbol to concept to rule to formal to vision-logic to psychic
to subtle to causal to nondual states. In simplified form, this spectrum
appears to range from subconscious to self-conscious to superconscious;
from prepersonal to personal to transpersonal; from instinctual to
mental to spiritual; from preformal to formal to postformal; from
instinct to ego to God.
Now that is simply another way to say that each of the quadrants
consists of several different levels or dimensions, as can be
readily seen in Figure 1. Moreover, these levels or dimensions have, for
the most part, evolved or unfolded over time, linked by an evolutionary
logic apparently pandemic in its operation (Dennett, 1995; Habermas,
1979; Wilber, 1995b).
Thus, you can perhaps start to see why I maintain that an `all-quadrant,
all-level' approach is the minimum degree of sophistication that we need
into order to secure anything resembling a genuinely integral theory of
consciousness. And remember, all of this is suggested, not by
metaphysical foundations and speculations, but by a rigorous data search
on evidence already available and already largely uncontested.
That being so, let us continue drawing conclusions from this
`all-quadrant, all-level' data base.
Consciousness Distributed
If we now return to the dozen theories of consciousness that I outlined
in the Introduction, we can perhaps start to see why all of them have
proven to be so durable: they are each accessing one or more of the
forty plus quadrant-levels of existence, and thus each is telling us
something very important (but partial) about consciousness. This is why
I strongly maintain that all of those approaches are equally important
for an integral view of consciousness. An `all-level, all-quadrant'
approach finds important truths in each of them, and in very specific
ways, which I will explain in detail in a moment.
But it is not simply that we have a given phenomenon called
`consciousness' and that these various approaches are each giving us a
different view of the beast. Rather, it appears that consciousness
actually exists distributed across all four quadrants with all of their
various levels and dimensions. There is no one quadrant (and certainly
no one level) to which we can point and say, There is consciousness.
Consciousness is in no way localized in that fashion.
Thus, the first step toward a genuine theory of consciousness is the
realization that consciousness is not located in the organism. Rather,
consciousness is a four-quadrant affair, and it exists, if it exists at
all, distributed across all four quadrants, anchored equally in each.
Neither consciousness, personality, individual agency, nor
psychopathology can be located simply or solely in the individual
organism. The subjective domain (Upper Left) is always already embedded
in intersubjective (Lower Left), objective (Upper Right), and
interobjective (Lower Right) realities, all of which are partly
constitutive of subjective agency and its pathologies.
It is true that the Upper Left quadrant is the locus of consciousness as
it appears in an individual, but that's the point: as it appears in an
individual. Yet consciousness on the whole is anchored in, and
distributed across, all of the quadrants -- intentional, behavioural,
cultural, and social. If you `erase' any quadrant, they all disappear,
because each is intrinsically necessary for the existence of the others.
Thus, it is quite true that consciousness is anchored in the physical
brain (as maintained by theories 1, 3, 6, 8). But consciousness is also
and equally anchored in interior intentionality (as maintained by
theories 2, 4, 7, 10, 11), an intentionality that cannot be
explained in physicalist or empiricist terms nor disclosed by their
methods or their validity claims.
By the same token, neither can consciousness be finally located in the
individual (whether of the Upper Left or Upper Right or both together),
because consciousness is also fully anchored in cultural meaning (the
intersubjective chains of cultural signifieds), without which there is
simply no individuated consciousness at all. Without this background of
cultural practices and meanings (Lower Left), my individual intentions
do not and cannot even develop, as the occasional cases of `wolf boy'
demonstrate. In precisely the same way that there is no private
language, there is no individual consciousness. You cannot generate
meaning in a vacuum, nor can you generate it with a physical brain
alone, but only in an intersubjective circle of mutual recognition.
Physical brains raised in the wild (`wolf boy') generate neither
personal autonomy nor linguistic competence, from which it plainly
follows, the physical brain per se is not the autonomous seat of
consciousness.
Likewise, consciousness is also embedded in, and distributed across, the
material social systems in which it finds itself. Not just chains of
cultural signifieds, but chains of social signifiers, determine the
specific contours of any particular manifestation of consciousness, and
without the material conditions of the social system, both individuated
consciousness and personal integrity fail to emerge.
In short, consciousness is not located merely in the physical brain, nor
in the physical organism, nor in the ecological system, nor in the
cultural context, nor does it emerge from any of those domains. Rather,
it is anchored in, and distributed across, all of those domains with all
of their available levels. The Upper Left quadrant is simply the
functional locus of a distributed phenomenon.
In particular, consciousness cannot be pinned down with `simple location'
(which means, any type of location in the sensorimotor worldspace,
whether that location actually be simple or dispersed or
systems-oriented). Consciousness is distributed, not just in spaces of
extension (Right Hand), but also in spaces of intention (Left Hand), and
attempts to reduce one to the other have consistently and spectacularly
failed. Consciousness is not located inside the brain, nor outside the
brain either, because both of these are physical boundaries with simple
location, and yet a good part of consciousness exists not merely in
physical space but in emotional spaces, mental spaces, and spiritual
spaces, none of which have simple location, and yet all of which are as
real (or more real) than simple physical space (they are Left Hand, not
Right Hand, occasions).
The Right Hand reductionists (subtle reductionists) attempt to reduce
intentional spaces to extensional spaces and then `locate' consciousness
in a hierarchical network of physically extended emergents (atoms
to molecules to cells to nervous system to brain), and that will never,
never work. It gives us, more or less, only half the story (the Right
Hand half).
David Chalmers (1995) recently caused a sensation by having his essay
`The Puzzle of Conscious Experience' published by Scientific American,
bastion of physicalist science. Chalmers' stunning conclusion was that
subjective consciousness continues to defy all objectivist explanations.
`Toward this end, I propose that conscious experience be considered a
fundamental feature, irreducible to anything more basic. The idea may
seem strange at first, but consistency seems to demand it' (p. 83). It
never ceases to amaze how Anglo-Saxon philosophers greet the reinvention
of the wheel with such fuss.
But Chalmers makes a series of excellent points. The first is the
irreducibility of consciousness, which has to be `added' to the physical
world in order to give a complete account of the universe. `Thus, a
complete theory will have two components: physical laws, telling us
about the behavior of physical systems from the infinitesimal to the
cosmological, and what we might call psychophysical laws, telling us how
some of those systems are associated with conscious experience. These
two components will constitute a true theory of everything' (p. 83).
This simple attempt to reintroduce both Left and Right Hand domains to
the Kosmos has been considered quite bold, a testament to the power of
reductionism against which so obvious a statement seems radical.
Chalmers moves toward a formulation: `Perhaps information has two basic
aspects: a physical one and an experiential one. . . . Wherever we find
conscious experience, it exists as one aspect of an information state,
the other aspect of which is embedded in a physical process in the
brain' (p. 85). That is, each state has an interior/intentional and
exterior/physical aspect. My view, of course, is that all holons have
not just those two, but rather four, fundamental and irreducible
aspects, so that every `information state' actually and simultaneously
has an intentional, behavioural, cultural, and social aspect; and
moreover, each of those aspects has at least ten basic levels -- much
closer to a theory of everything, if such even makes any sense.
Chalmers goes on to point out that all of the physicalist and
reductionist approaches to consciousness (including Daniel Dennett's and
Francis Crick's) only solve what Chalmers calls `the easy problems'
(such as objective integration in brain processes) leaving the central
mystery of consciousness untouched. He is quite right, of course. The
funny thing is, all of the physicalist scientists who are sitting there
and reading Chalmers' essay are already fully in touch with the mystery:
they are already directly in touch with their lived experience,
immediate awareness, and basic consciousness. But instead of directly
investigating that stream (with, say, vipassana meditation
[Varela et al., 1993]), they sit there, reading Chalmers' essay,
and attempt to understand their own consciousness by objectifying it in
terms of digital bits in neuronal networks, or connectionist pathways
hierarchically summating in the joy of seeing a sunrise -- and when none
of those really seem to explain anything, they scratch their heads and
wonder why the mystery of consciousness just refuses to be solved.
Chalmers says that `the hard problem' is `the question of how physical
processes in the brain give rise to subjective experience' -- that is,
how physical and mental interact. This is still the Cartesian question,
and it is no closer to being solved today than it was in Descartes' time
-- precisely because the brain (and every Right Hand event) has simple
location, whereas intentionality (and every Left Hand event) does not.
For example, in the simple hierarchy: physical matter, sensation,
perception, impulse, image, symbol, concept . . ., there is an
explanatory gap between matter and sensation that has not yet been
satisfactorily bridged -- not by neuroscience, nor cognitive science,
nor neuropsychology, nor phenomenology, nor systems theory. As David
Joravsky (1982) put it in his review of Richard Gregory's Mind in
Science (1982), `Seeing is broken down into component processes:
light, which is physical; excitation in the neural network of eye
and brain, which is also physical; sensation, which is subjective
and resists analysis in strictly physical terms; and perception,
which involves cognitive inference from sensation and is thus even less
susceptible to strictly physical analysis.' Gregory himself poses the
question, `How is sensation related to neural activity?' and then
summarizes the precise state-of-the-art knowledge in this area:
`Unfortunately, we do not know.' The reason, he says, is that there is
`an irreducible gap between physics and sensation which physiology
cannot bridge' -- what he calls `an impassible gulf between our two
realms.' Between, that is, the Left and Right halves of the Kosmos.
But, of course, it is not actually an impassable gulf: you see the
physical world right now, so the gulf is bridged. The question is, how?
And the answer, as I suggested in Eye to Eye, only discloses
itself to postformal awareness. The `impassable gulf' is simply another
name for the subject/object dualism, which is the hallmark, not of
Descartes' error, but of all manifestation, which Descartes simply
happened to spot with unusual clarity. It is still with us, this gap,
and it remains the mystery hidden in the heart of samsara, a mystery
that absolutely refuses to yield its secrets to anything less than
postformal and nondual consciousness development (I will return to this
in a moment).
In the meantime, one thing seems certain: the attempt to solve this
dilemma by any sort of reductionism -- attempting to reduce Left
to Right or Right to Left, or any quadrant to any other, or any level to
any other -- is doomed to failure, simply because the four quadrants are
apparently very real aspects of the human holon, aspects that
aggressively resist being erased or reduced. Such reductionisms, to
borrow Joravsky's phrase, `create mysteries or nonsense, or both
together'.
And that is precisely why I believe that an `all-quadrant, all-level'
approach to consciousness is very likely the only viable approach to a
genuinely integral theory of consciousness. We can now look briefly at
what might be involved in the methodology of such an approach.
Methodology of an Integral Approach
The methodology of an integral study of consciousness would apparently
need to include two broad wings: the first is the simultaneous tracking
of the various levels and lines in each of the quadrants, and then
noting their correlations, each to all the others, and in no way trying
to reduce any to the others.
The second is the interior transformation of the researchers
themselves. This is the real reason, I suspect, that the Left Hand
dimensions of immediate consciousness have been so intensely ignored and
aggressively devalued by most `scientific' researchers. Any Right Hand
path of knowledge can be engaged without a demand for interior
transformation (or change in level of consciousness); one merely
learns a new translation (within the same level of
consciousness). More specifically, most researchers have already, in the
process of growing up, transformed to rationality (formop or
vision-logic), and no higher transformations are required for empiric-
analytic or systems theory investigations.
But the Left Hand paths, at the point that they begin to go postformal,
demand a transformation of consciousness in the researchers
themselves. You can master 100 per cent of quantum physics without
transforming consciousness; but you cannot in any fashion master Zen
without doing so. You do not have to transform to understand Dennett's
Consciousness Explained; you merely translate. But you must
transform to actually understand Plotinus' Enneads. You are
already adequate to Dennett, because you both have already transformed
to rationality, and thus the referents of Dennett's sentences can
be easily seen by you (whether or not you agree, you can at least see
what he is referring to, because his referents exist in the rational
worldspace, plain as day). But if you have not transformed to (or at
least strongly glimpsed) the causal and nondual realms (transpersonal
and postformal), you will not be able to see the referents of most of
Plotinus' sentences. They will make no sense to you. You will think
Plotinus is `seeing things' -- and he is, and so could you and I, if we
both transform to those postformal worldspaces, whereupon the referents
of Plotinus' sentences, referents that exist in the causal and nondual
worldspaces, become plain as day. And that transformation is an
absolutely unavoidable part of the paradigm (the injunction) of an
integral approach to consciousness.
So those two wings -- the nonreductionistic `simultracking' of all
quadrants and the transformation of researchers themselves -- are both
necessary for an integral approach to consciousness, in my opinion.
Thus, I do not mean for an integral theory of consciousness to be an
eclecticism of the dozen major approaches I summarized above, but rather
a tightly integrated approach that follows intrinsically from the
holonic nature of the Kosmos. The methodology of an integral approach to
consciousness is obviously complex, but it follows some of the simple
guidelines we have already outlined: three strands, four validity
claims, ten or more levels of each. To briefly review:
·
The three strands operative in all valid knowledge are injunction,
apprehension, confirmation (or exemplar, evidence,
confirmation/rejection; or instrumental, data, fallibilism). These three
strands operate in the generation of all valid knowledge --
on any level, in any quadrant, or so I maintain.
·
But each quadrant has a different architecture and thus a different
type of validity claim through which the three strands operate:
propositional truth (Upper Right), subjective truthfulness (Upper Left),
cultural meaning (Lower Left), and functional fit (Lower Right).
·
Further, there are at least ten major levels of development in each of
those quadrants (ranging from the eye of flesh to the eye of mind to the
eye of contemplation), and thus the knowledge quest takes on different
forms as we move through those various levels in each quadrant. The
three strands and four claims are still fully operating in each case,
but the specific contours vary.
I'll quickly run through the major schools of consciousness studies
outlined in the Introduction and indicate exactly what is involved in
each case.
An All-Quadrant, All-Level Approach
The emergent/connectionist cognitive science models (such as Alwyn
Scott's Stairway to the Mind) apply the three strands of
knowledge acquisition to the Upper Right quadrant, the objective aspects
of individual holons. Statements are thus guided by the validity claim
of propositional truth tied to empirically observable events, which
means that in this approach the three strands will acknowledge only
those holons that register in the sensorimotor worldspace (i.e. holons
with simple location, empirically observable by the senses or their
extensions). Nonetheless, all holons without exception are holarchic, or
composed of hierarchical holons within holons indefinitely, and so this
emergent/connectionist approach will apply the three strands to
objective, exterior, hierarchical systems as they appear in the
individual, objective organism (the Upper Right quadrant).
All of this is fine, right up to the point where these approaches
overstep their epistemic warrant and try to account for the other
quadrants solely in terms of their own. In the case of the
emergent/connectionist theories, this means that they will present a
valid Upper Right hierarchy (atoms to molecules to cells to neural
pathways to reptilian stem to limbic system to neocortex), but then
consciousness is somehow supposed to miraculously jump out at the top
level (the Left Hand dimensions are often treated as a monolithic and
monological single entity, and then this `consciousness' is simply added
on top of the Right Hand hierarchy, instead of seeing that there are
levels of consciousness which exist as the interior or Left Hand
dimension of every step in the Right Hand hierarchy).
Thus, Scott presents a standard Upper Right hierarchy, which he gives as
atoms, molecules, biochemical structures, nerve impulses, neurons,
assemblies of neurons, brain. Then, and only then, out pops
`consciousness and culture,' his two highest levels. But, of course,
consciousness and culture are not levels in the Upper Right quadrant,
but important quadrants themselves, each of which has a correlative
hierarchy of its own developmental unfolding (and each of which is
intimately interwoven with the Upper Right, but can in no way be reduced
to or solely explained by the Upper Right).
So in an integral theory of consciousness, we would certainly include the
Upper Right hierarchy and those aspects of the emergent/connectionist
models that legitimately reflect that territory; but where those
theories overstep their epistemic warrant (and are thus reduced to
reductionism), we should perhaps move on.
The various schools of introspectionism take as their basic
referent the interior intentionality of consciousness, the immediate
lived experience and lifeworld of the individual (the Upper Left
quadrant). This means that, in these approaches, the three strands of
valid knowledge will be applied to the data of immediate consciousness,
under the auspices of the validity claim of truthfulness (because
interior reporting requires sincere reports: there is no other way to
get at the interiors). Introspectionism is intimately related to
interpretation (hermeneutics), because most of the contents of
consciousness are referential and intentional, and thus their meaning
requires and demands interpretation: What is the meaning of this
sentence? of last night's dream? of War and Peace?
As we have seen, all valid interpretation follows the three strands
(injunction, apprehension, confirmation). In this case, the three
strands are being applied to symbolic/referential occasions and not
merely to sensorimotor occasions (which would yield only
empiric-analytic knowledge). As everybody knows, this interpretive and
dialogical knowledge is trickier, more delicate, and more subtle than
the head-banging obviousness of the monological gaze, but that doesn't
mean it is less important (in fact, it means it is more significant).
The introspective/interpretative approaches thus give us the interior
contours of individual consciousness: the three strands legitimately
applied to the interior of individual holons under the auspices of
truthfulness. This exploration and elucidation of the Upper Left
quadrant is an important facet of an integral approach to consciousness,
and it is perhaps best exemplified in the first-person,
phenomenological, and interpretive accounts of consciousness that can be
found from depth psychology to phenomenology to meditation and
contemplation, all of which, at their most authentic, are guided by
injunction, apprehension, and confirmation, thus legitimately grounding
their knowledge claims in reproducible evidence.
Developmental psychology goes one step further and inspects the
actual stages of the unfolding of this individual consciousness. Since
it usually aspires to a more scientific status, developmental psychology
often combines an examination of the interior or Left Hand reports of
experience (the semantics of consciousness, guided by
interpretative truthfulness and intersubjective understanding) with a
Right Hand or objective analysis of the structures of
consciousness (the syntax of consciousness, guided by
propositional truth and functional fit). This developmental
structuralism traces most of its lineage to the Piagetian
revolution; it is an indispensable tool in the elucidation of
consciousness and a crucial aspect of any integral approach. (It is
rare, however, that any of these approaches clearly combine, via
pragmatics, both the semantics and the syntax of the stages of
consciousness development, which is an integration I am especially
attempting to include.)
Eastern and nonordinary state models point out that there are more
things in the Upper Left quadrant than are dreamt of in our philosophy,
not to mention our conventional psychologies. The three strands of all
valid knowledge are here applied to states that are largely nonverbal,
postformal, and post-postconventional. In Zen, as we saw, we have a
primary injunction or paradigm (zazen, sitting meditation), which
yields direct experiential data (kensho, satori), which
are then thrown against the community of those who have completed the
first two strands and tested for validity. Bad data are soundly
rejected, and all of this is open to ongoing review and revision in
light of subsequent experience and further communally generated data.
Those approaches are quite right: no theory of consciousness can hope to
be complete that ignores the data from the higher or postformal
dimensions of consciousness itself, and this exploration of the further
reaches of the Upper Left quadrant is surely a central aspect of an
integral theory of consciousness. Moreover, this demands that, at some
point, the researchers themselves must transform their own consciousness
in order to be adequate to the evidence. This is not a loss of
objectivity but rather the prerequisite for data accumulation, just as
we do not say that learning to use a microscope is the loss of one's
objectivity -- it is simply the learning of the injunctive strand, which
is actually the precondition of a truly objective (or nonbiased)
understanding of any data. In this case, the data is postformal, and so
therefore is the injunction.
Advocates of subtle energies (prana, bioenergy) bring an
important piece of the puzzle to this investigation, but they often seem
to believe that these subtle energies are the central or even sole
aspect of consciousness, whereas they are merely one of the lower
dimensions in the overall spectrum itself. For the Great Chain
theorists, East and West, prana is simply the link between the
material body and the mental domain, and in a sense I believe that is
true enough. But the whole point of a four-quadrant analysis is that
what the great wisdom traditions tended to represent as disembodied,
transcendental, and nonmaterial modes actually have correlates in the
material domain (every Left Hand occasion has a Right Hand correlate),
and thus it is much more accurate to speak of the physical bodymind, the
emotional bodymind, the mental bodymind, and so on. This simultaneously
allows transcendental occasions and firmly grounds them. And in this
conception, prana is simply the emotional bodymind in general,
with correlates in all four quadrants (subjective: protoemotions;
objective: limbic system; intersubjective: magical; interobjective:
tribal). What is not helpful, however, is to claim that these energies
alone hold the key to consciousness. Likewise with the psi approaches,
which are clearly some of the more controversial aspects of
consciousness studies (telepathy, precognition, psychokinesis,
clairvoyance). I believe that the existence of some types of psychic
phenomena is quite likely, and various meta-analyses of legitimate
psychic research have concluded that something real is afoot. I have
discussed this in the book Eye to Eye and won't repeat my
observations here. I would simply like to emphasize that, once it is
realized that the sensorimotor worldspace is merely one of at least ten
worldspaces, we are released from the insanity of trying to account for
all phenomena on the basis of empirical occasions alone. At the same
time, precisely because the sensorimotor worldspace is the anchor of the
worldview of scientific materialism, as soon as some sort of proof of
non-sensorimotor occasions (such as psi) is found, it can be excitedly
blown all out of proportion. Psi events indeed cannot be unequivocally
located in the sensorimotor worldspace, but then neither can logic,
mathematics, poetry, history, meaning, value, or morals, and so what?
None of the intentional and Left Hand dimensions of consciousness follow
the physical rules of simple location, and we don't need psi events to
tell us that. Thus, an integral theory of consciousness would take
seriously at least the possibility of psi phenomena, without
blowing their possible existence all out of proportion; they are, at
best, a very small slice of a very big pie.
Of the dozen major approaches to consciousness studies that I listed in
the Introduction, the quantum approaches are the only ones that I
believe lack substantial evidence at this time, and when I say that they
can be included in an integral theory of consciousness, I am generously
holding open the possibility that they may eventually prove worthwhile.
In Eye to Eye I review the various interpretations of quantum
mechanics and its possible role in consciousness studies, and I will not
repeat that discussion, except to say that to date the theoretical
conclusions (such as that intentionality collapses the Schr<148>dinger
wave function) are based on extremely speculative notions that most
physicists themselves find quite dubious.
The central problem with these quantum approaches, as I see it, is that
they are trying to solve the subject/object dualism on a level at which
it cannot be solved; as I suggested above, that problem is (dis)solved
only in postformal development, and no amount of formal
propositions will come anywhere near the solution. Nonetheless, this is
still a fruitful line of research, if for no other reason than what it
demonstrates in its failures; and more positively, it might help to
elucidate some of the interactions between biological intentionality and
matter.
All of those approaches centre on the individual. But the cultural
approaches to consciousness point out that individual consciousness
does not, and cannot, arise on its own. All subjective events are always
already intersubjective events. There is no private language; there is
no radically autonomous consciousness. The very words we are both now
sharing were not invented by you or me, were not created by you or me,
do not come solely from my consciousness or from yours. Rather, you and
I simply find ourselves in a vast intersubjective worldspace in which we
live and move and have our being. This cultural worldspace (the Lower
Left quadrant) has a hand in the very structure, shape, feel, and tone
of your consciousness and of mine, and no theory of consciousness is
complete that ignores this crucial dimension.
In these cultural hermeneutic approaches, the three strands are applied
to the intersubjective circle itself, the deep semantics of the worlds
of meaning in which you and I collectively exist. These cultural
worldspaces evolve and develop (archaic to magic to mythic to mental,
etc.), and the three strands applied to those worldspaces, under the
auspices of mutual understanding and appropriateness, reveal those
cultural contours of consciousness, which is exactly the course
these important approaches take. This, too, is a crucial component of an
integral theory of consciousness.
[4]
Such are some of the very important (if partial) truths of cultural
hermeneutics for individual consciousness. Likewise for the social
sciences, which deal not so much with interior worldviews and
interpretations, but with the exterior and objective and empirical
aspects of social systems. Cultural hermeneutics (Lower Left) is a type
of `interior holism' that constantly asks, `What does it mean?',
whereas the social sciences (Lower Right) are a type of `exterior
holism' that are constantly asking instead, `What does it do?' --
in other words, mutual understanding versus functional fit. But both of
these approaches tell us something very important about the
collectivities in which individual consciousness is thoroughly embedded.
As for the social sciences: the materialities of communication, the
techno-economic base, and the social system in the objective sense reach
deep into the contours of consciousness to mould the final product. The
three strands, under the auspices of propositional truth and functional
fit, expose these social determinants at each of their levels, which is
exactly the appropriate research agenda of the empirical social
sciences.
A narrow Marxist approach, of course, has long been discredited
(precisely because it oversteps its warrant, reducing all quadrants to
the Lower Right); but the moment of truth in historical materialism is
that the modes of material production (e.g. foraging, horticultural,
agrarian, industrial, informational) have a profound and constitutive
influence on the actual contents of individual consciousness, and thus
an understanding of these social determinants is absolutely crucial for
an integral theory of consciousness. Such an understanding would take
its rightful place alongside the dozen or so other significant
approaches to the study of consciousness.
Summary and Conclusion
I hope that this outline, abbreviated as it is, is nonetheless enough to
indicate the broad contours of the methodology of an integral theory of
consciousness, and that it sufficiently indicates the inadequacy of any
less comprehensive approaches. The integral aspect enters in
simultaneously tracking each level and quadrant in its own terms and
then noting the correlations between them. This is a methodology of
phenomenologically and contemporaneously tracking the various levels and
lines in each of the quadrants and then correlating their overall
relations, each to all the others, and in no way trying to reduce any to
the others.
This `simultracking' requires a judicious and balanced use of all four
validity claims (truth, truthfulness, cultural meaning, functional fit),
each of which is redeemed under the warrant of the three strands of
valid knowledge acquisition (injunction, apprehension, confirmation)
carried out across the dozen or more levels in each of the quadrants --
which means, in shorthand fashion, the investigation of sensory
experience, mental experience, and spiritual experience: the eye of
flesh, the eye of mind, and the eye of contemplation: all-level,
all-quadrant.
And this means that, where appropriate, researchers will have to engage
various injunctions that transform their own consciousness, if they are
to be adequate to the postformal data. You cannot vote on the
truth of the Pythagorean Theorem if you do not learn geometry (the
injunction); likewise, you cannot vote on the truth of Buddha Nature if
you do not learn meditation. All valid knowledge has injunction,
apprehension, and confirmation; the injunctions are all of the form, `If
you want to know this, you must do this' -- and thus, when it comes to
consciousness studies itself, the utterly obvious but much-resisted
conclusion is that certain interior injunctions will have to be followed
by researchers themselves. If we do not do this, then we will
not know this. We will be the Churchmen refusing Galileo's
injunction: look through this telescope and tell me what you see.
Thus, an integral approach to consciousness might include the following
agendas:
1. Continue research on the various particular approaches. That
is, continue to refine our understanding of the many pieces of the
puzzle of consciousness. The twelve approaches I briefly outlined are
twelve significant pieces to this extraordinary enigma; each is
profoundly important; each deserves continued and vigorous research and
development.
Why should we include all twelve of these approaches? Aren't some of them
a little `spooky' and `far out'? And perhaps shouldn't we exclude some
of those? At this early stage in integral studies, I believe we need to
err on the side of generosity, if only because reality itself is so
consistently weird.
No human mind, I believe, is capable of producing 100 per cent error. We
might say, nobody is smart enough to be wrong all the time. And that
means that each of the dozen approaches almost certainly has some sort
of important (if limited) truth to contribute; and, particularly at the
beginning of our integral quest, I believe we should throw our net as
wide as we possibly can.
2. Confront the simple fact that, in some cases, a change in
consciousness on the part of researchers themselves is mandatory for the
investigation of consciousness itself. As numerous approaches
(e.g. 7, 9, 10) have pointed out, the higher or postformal stages of
consciousness development can only be adequately accessed by those who
have themselves developed to a postformal level. If we are investigating
postformal domains, postformal injunctions are mandatory. Failure to do
so does not insure `objectivity' in postformal studies: it insures
failure to grasp the data at the very start.
3. Continue to grope our way toward a genuinely integral theory of
consciousness itself. Because the twelve approaches have tended to
remain separate (and sometimes antagonistic) branches of human inquiry,
it does indeed appear that they are in some ways working with different
data domains, and these differences are not to be casually denied or
dismissed. At the same time, I take it as plainly obvious that the
universe hangs together, and thus an equally legitimate endeavour is to
investigate, both theoretically and methodologically, the ways that
these various elements are intrinsically hooked together as
aspects of the unbroken Kosmos. The fact that, for the most part, each
approach has stayed in its own cage does not change the fact that
reality itself leaps those cages all the time. To grope our way toward
an integral approach means that we should attempt to follow reality and
make those leaps as well.
This includes the actual methodology of `simultracking' the
various phenomena in each level-quadrant and noting their actual
interrelations and correlations (the simultracking of events in
`all-quadrant, all-level' space). The quadrants and levels are in some
sense quite different, but they are different aspects of the Kosmos,
which means that they also intrinsically touch each other in
profound ways. Let us note the ways in which they touch, and thus
attempt theoretically to elucidate this wonderfully rich and
interwoven tapestry.
Thus, each of the dozen approaches finds an important and indispensable
place, not as an eclecticism, but as an intrinsic aspect of the holonic
Kosmos. The methodologies that purport to give us a `theory of
consciousness,' but which investigate only one quadrant (not to mention
only one level in one quadrant) are clearly not giving us an adequate
account of consciousness at all. Rather, an `all-quadrant, all-level'
approach holds the only chance of an authentic and integral theory of
consciousness, if such indeed exists.
Footnotes
1. See Jantsch (1980) for an extended discussion of this theme. Jantsch
correlates `microevolution' (of individual holons) with `macroevolution'
(their collective/social forms), pointing out the co- evolutionary
interactions between individual and social. Thus, in the physiosphere,
Jantsch traces microevolution across photons, leptons, baryons, light
nuclei, light atoms, heavy atoms and molecules; with their corresponding
macroevolution (or collective/social forms) moving across superclusters,
clusters of galaxies, galaxies, stellar clusters, stars, planets and
rock formations. Likewise, in the biosphere, he traces microevolution
across dissipative structures, prokaryotes, eukaryotes, multicellular
organisms and complex animals; with their corresponding macroevolution
across planetary chemodynamics, Gaia system, heterotrophic ecosystems,
societies with division of labour, and groups/families. All of these are
simply and crudely summarized and condensed for Figure 1, which is meant
to be nothing more than a simple outline. I have discussed these issues
in greater detail in Wilber 1995b.
2. This becomes extremely important in individual psychotherapy and depth
psychology, because those disciplines have fundamentally exposed the
ways in which I might be untruthful to myself about my own
interior status. `Repression' is basically a set of deceptions,
concealments, or lies about the contours of my own interior space, and
`therapy' is essentially learning ways to be more honest and truthful in
interpreting my interior texts. Therapy is the sustained application of
the validity criterion of truthfulness to one's own estate.
3. Of course, not everybody who takes up Zen -- or any contemplative
endeavour -- ends up fully mastering the discipline, just as not
everybody who takes up quantum physics ends up fully comprehending it.
But those who do succeed -- in both contemplation and physics, and
indeed, in any legitimate knowledge quest -- constitute the circle of
competence against which validity claims are struck, and Zen is no
exception in this regard.
4. The fact that we all exist in cultural worldspaces that are governed
largely by interpretive and not merely empirical realities, and the fact
that these cultural interpretations are partially constructed and
relative, has been blown all out of proportion by the postmodern
poststructuralists, who in effect claim this quadrant is the only
quadrant in existence. They thus attempt to reduce all truth and all
validity claims to nothing but arbitrary cultural construction driven
only by power or prejudice or race or gender. This cultural
constructivist stance thus lands itself in a welter of performative
self-contradictions: it claims that it is true that there is no such
thing as truth; it claims that it is universally the case that only
relativities are real; it claims that it is the unbiased truth that all
truth is biased; and thus, in all ways, it exempts its own truth claims
from the restrictions it places on everybody else's: by any other name,
hypocrisy. As I have suggested elsewhere (Wilber, 1995a, 1997), whenever
the other quadrants are denied reality, they in effect sneak back into
one's
system in the form of internal self-contradictions -- the banished
and denied validity claims reassert themselves in internal ruptures.
Thus the extreme cultural constructivists implicitly claim objective and
universal truth for their own stance, a stance which explicitly denies
the existence of both universality and truth. Hence John
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